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Services

How We Work

We specialize in providing comprehensive, fee-based* wealth management services to corporate executives, professionals, business owners, and other affluent clients. We utilize a team approach in analyzing and planning a client's investment portfolio, estate plan, cash flow, income taxes, and retirement. We customize each portfolio to help work towards each client’s individual needs.

In managing each client’s various needs, we utilize the following investment vehicles:

Life insurance
Stocks
Bonds
Mutual Funds
Brokered CDs

Managed Futures
Exchange-Traded Funds (ETFs)
REITs
Commodities (Gold and Oil)
Annuities

Full List of Our Services

College Planning

529 Plans
Educational IRAs
UGMAs
Financial Aid Planning
Coverdell ESAs

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Retirement Planning

Defined-Contribution Plans
Defined-Benefit Plans
Executive Compensation
Annuities
IRA's including ROTH IRA's

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Investment Planning

Asset Allocation Diversification
Risk Assessment
Tax
Portfolio Strategies

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Financial Planning

Asset Protection
Long-Term Care
Insurance
Business Succession Planning

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Estate Planning

Will Planning
Trust Planning
Intergenerational Wealth Transfers
Charitable Giving
Family Limited Partnerships

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Choices for Your 401(k) at a Former Employer

Choices for Your 401(k) at a Former Employer

Individuals have four basic choices with the 401(k) account they accrued at a previous employer.
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The Junk Drawer Approach to Investing

The Junk Drawer Approach to Investing

It's easy to let investments accumulate like old receipts in a junk drawer.
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The Power of Compound Interest

The Power of Compound Interest

Learn how to harness the power of compound interest for your investments.
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For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

Kevin.Rogers@LPL.com |  (303) 393-2406